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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-03 |
| CA | RA | APPROVED | 2018-05-25 |
Branch Locations
46973 Warm Springs Blvd, Fremont, CA 94539 • United States
2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States
1715 Landess Ave, Milpitas, CA 95035 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | Fremont | CA | 08/2016 | 05/2018 |
| Wells Fargo Clearing Services, Llc | Walnut Creek | CA | 05/2018 | 07/2018 |
| Wells Fargo Clearing Services, Llc | Fremont | CA | 07/2018 | Present |
RENTAL PROPERTY MANAGER, NOT INVT RELATED, HAYWARD, CA, MANAGER, START 7/1/2012, 2 HRS PER MONTH, 0 HRS DURING TRADING, COLLECTING RENT AND DOING MAINTENANCE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-28 |
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