Ajay Agrawal

Current Employers

Employment History

• 11/2002 → 03/2020
  Envestnet Asset Management, Inc.
  Los Angeles, CA
• 07/2020 → 09/2023
  Sagepoint Financial, Inc.
  Newark, CA
• 04/2020 → 06/2020
  Unemployed
  Fremont, CA
• 09/2023 → 12/2024
  Osaic Wealth, Inc.
  Newark, CA
• 01/2025 → Present
  Ajay Agrawal
  Fremont, CA

Previous Registrations

• 2023-09-01 → 2024-12-25
  Osaic Wealth, Inc.
  Las Vegas, NV
  Fremont, CA
• 2020-09-24 → 2023-09-01
  Osaic Services, Inc.
  Newark, CA
• 2007-02-22 → 2020-04-17
  Envestnet Pmc
  Los Angeles, CA

Other Businesses

1) AJAY AGRAWAL; NON-INVESTMENT RELATED; 38249 ALTA DRIVE, FREMONT CA 94536; RENTAL PROPERTIES; OWNER; 12/2012; APPROX. 8 HOURS PER MONTH DURING TRADING AND NON-TRADING HOURS; OWNER OF SOLE PROPRIETORSHIP MANAGING PERSONALLY OWNED PROPERTIES. 2) Ajay Agrawal serves as Managing Director of Taj Funds DBA Taj Kapital, a private investment fund engaged in Hard Money Lending and Startup Funding. The fund is organized as an LLC and is managed independently from Ajay Agrawal's registered investment advisory business. It does not involve advisory services to the same clients of the investment advisor, nor does it involve the offer or sale of securities requiring broker-dealer registration. Ajay Agrawal devotes approximately 8 hours per week during trading and non-trading hours to this activity and may receive compensation in the form of management fees, a share of income and a share of investment gains.

Exams

• S63 Uniform Securities Agent State Law Examination
  2020-09-23
• S65 Uniform Investment Adviser Law Examination
  2007-02-21