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Sicong Kang

Wells Fargo Clearing Services, LLC

Fremont, CA

San Jose, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-02-03
  • CA RA
    APPROVED
    Since 2022-02-03

Branch Locations

46973 Warm Springs Blvd, Fremont, CA 94539 • United States

50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Saratoga CA 04/2019 09/2021
J.P. Morgan Securities Llc Saratoga CA 04/2019 09/2021
Bank Of America, Na. San Jose CA 10/2015 03/2019
Wells Fargo Clearing Services, Llc Santa Clara CA 09/2021 Present
Wells Fargo Bank, Na Santa Clara CA 09/2021 Present
  • 04/2019 → 09/2021
    Jpmorgan Chase Bank, N.A.
    Saratoga, CA
  • 04/2019 → 09/2021
    J.P. Morgan Securities Llc
    Saratoga, CA
  • 10/2015 → 03/2019
    Bank Of America, Na.
    San Jose, CA
  • 09/2021 → Present
    Wells Fargo Clearing Services, Llc
    Santa Clara, CA
  • 09/2021 → Present
    Wells Fargo Bank, Na
    Santa Clara, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-03
S63 Uniform Securities Agent State Law Examination 2019-07-08
  • S66 Uniform Combined State Law Examination
    2022-02-03
  • S63 Uniform Securities Agent State Law Examination
    2019-07-08
Other Names
  • Sean Kang

View on SEC IAPD

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Other Offices

AJAY AGRAWAL · FREMONT, CA
PARAH CAPITAL MANAGEMENT, LLC · FREMONT, CA
WELLS FARGO CLEARING SERVICES, LLC · FREMONT, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FREMONT, CA
J.P. MORGAN SECURITIES LLC · Fremont, CA
CETERA INVESTMENT ADVISERS LLC · FREMONT, CA
WELLS FARGO CLEARING SERVICES, LLC · FREMONT, CA
CITIGROUP GLOBAL MARKETS INC. · FREMONT, CA

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