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Maria Theresa Laguna

Wells Fargo Clearing Services, LLC

Fremont, CA

Walnut Creek, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-10
CA RA APPROVED 2021-04-13
  • TX RA
    APPROVED_RES
    Since 2026-04-10
  • CA RA
    APPROVED
    Since 2021-04-13

Branch Locations

46973 Warm Springs Blvd, Fremont, CA 94539 • United States

2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Fremont CA 07/1999 Present
Wells Fargo Advisors Llc Fremont CA 02/2014 11/2016
Wells Fargo Clearing Services, Llc Fremont CA 11/2016 Present
  • 07/1999 → Present
    Wells Fargo Bank Na
    Fremont, CA
  • 02/2014 → 11/2016
    Wells Fargo Advisors Llc
    Fremont, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Fremont, CA
Other Businesses

POWER OF ATTORNEY, INV RELATED, FREEMONT, CA, START: 1/16/19, 0 HRS/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-13
S63 Uniform Securities Agent State Law Examination 2014-04-15
  • S65 Uniform Investment Adviser Law Examination
    2021-04-13
  • S63 Uniform Securities Agent State Law Examination
    2014-04-15
Other Names
  • Maria Laguna-Daos
  • Maria Daos
  • Maritess Laguna
  • Maria Theresa Trias
  • Maria Theresa Laguna Trias

View on SEC IAPD

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AJAY AGRAWAL · FREMONT, CA
PARAH CAPITAL MANAGEMENT, LLC · FREMONT, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FREMONT, CA
J.P. MORGAN SECURITIES LLC · Fremont, CA
CETERA INVESTMENT ADVISERS LLC · FREMONT, CA
WELLS FARGO CLEARING SERVICES, LLC · FREMONT, CA
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