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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-18 |
| CA | RA | APPROVED | 2021-02-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pleasanton | CA | 11/2019 | Present |
| Bank Of America, N.A. | Pleasanton | CA | 11/2019 | Present |
| San Jose State University | San Jose | CA | 08/2012 | 08/2017 |
| Alliance Manufactured Homes, Inc. | Sunnyvale | CA | 05/2015 | 05/2017 |
| Texas Roadhouse | Union City | CA | 06/2012 | 12/2017 |
| Texas Roadhouse | St. Charles | MO | 04/2018 | 05/2019 |
| Texas Roadhouse | Union City | CA | 07/2019 | 03/2020 |
| Jade Global, Inc. | San Jose | CA | 01/2017 | 10/2019 |
**Have not worked since March 2020 due to the pandemic, still employed however** -Texas Roadhouse -32115 Union Landing Blvd., Union City, CA 94587 -Server -Not investment related -No hours devoted during securities trading hours -Start date: 7/2019 -Approximately 10 hours per week on weekends
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-20 |
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