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Current Employers
Simplicity Wealth

475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-03-12
  • CT RA
    APPROVED
    Since 2021-03-12

Branch Locations

124 Hebron Ave. Suite 3F, Glastonbury, CT 06033 • United States

475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Zenith Marketing Group Freehold NJ 12/2016 05/2019
The Leaders Group Inc Littleton CO 03/2017 12/2018
Futurity First Investment Services Hartford CT 05/2014 12/2016
First Palladium, Llc Fort Wayne IN 04/2019 05/2019
Simplicity Financial Distributors Stratford CT 05/2019 10/2023
Simplicity Financial Investment Services Summit NJ 10/2019 10/2023
Simplicity Wealth, Llc Summit NJ 03/2021 Present
Simplicity Group Glastonbury CT 05/2019 Present
The Leaders Group Inc Littleton CO 10/2023 Present
  • 12/2016 → 05/2019
    Zenith Marketing Group
    Freehold, NJ
  • 03/2017 → 12/2018
    The Leaders Group Inc
    Littleton, CO
  • 05/2014 → 12/2016
    Futurity First Investment Services
    Hartford, CT
  • 04/2019 → 05/2019
    First Palladium, Llc
    Fort Wayne, IN
  • 05/2019 → 10/2023
    Simplicity Financial Distributors
    Stratford, CT
  • 10/2019 → 10/2023
    Simplicity Financial Investment Services
    Summit, NJ
  • 03/2021 → Present
    Simplicity Wealth, Llc
    Summit, NJ
  • 05/2019 → Present
    Simplicity Group
    Glastonbury, CT
  • 10/2023 → Present
    The Leaders Group Inc
    Littleton, CO
Previous Registrations
  • 2015-06-23 → 2016-12-19
    Simplicity Financial Advisory Services, Inc
    Hartford, CT
  • 2012-02-02 → 2013-11-08
    Shelton, CT
  • 2005-12-19 → 2012-01-27
    Cincinnati, OH
  • 2003-03-10 → 2004-03-25
    American Skandia Advisory Services, Inc.
    Shelton, CT
Other Businesses

1) SIMPLICITY FINANCIAL DISTRIBUTORS - 05/01/2019 - 124 Hebron Avenue, Suite 3F, Glastonbury, CT 06033; Head of National Accounts; Invt Rel; 160hrs/mo; 160hrs/mo (during trading hours). 2) HONOR FLIGHT CT - 11/01/2019 - 27 Twin Oak Trail, Beacon Falls, CT 06403; Organize trips to Washington DC for veterans to provide them a day of honor for their service; Board of Director; Not Invt Rel; no compensation; 4 hrs/mo; 0 hrs/mo (during trading hours). 3) VARIOUS OUTSIDE INSURANCE BUSINESS - 02/01/2021 -124 Hebron Avenue, Suite 3F, Glastonbury, CT 06033; Insurance Sales; Producer; Not Invt Rel; insurance business; 1 hr/mo; 1 hr/mo (during trading hours). 4) LONG HILL FIRE COMPANY NO.1 - 06/01/2010 - 14 Meadow Road, Trumbull, CT 06611; Volunteer Fire Department; Not Invt Rel; Deputy Chief; Compensation; Receive a Stipend; 30hrs/mo; 0hrs/mo (during trading hours).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-04-25
S65 Uniform Investment Adviser Law Examination 2001-02-02
  • S63 Uniform Securities Agent State Law Examination
    2002-04-25
  • S65 Uniform Investment Adviser Law Examination
    2001-02-02
Other Names
  • Robert Thomas Murphy
  • Robert Thomas Murphy

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