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475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-03-12 |
Branch Locations
124 Hebron Ave. Suite 3F, Glastonbury, CT 06033 • United States
475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Zenith Marketing Group | Freehold | NJ | 12/2016 | 05/2019 |
| The Leaders Group Inc | Littleton | CO | 03/2017 | 12/2018 |
| Futurity First Investment Services | Hartford | CT | 05/2014 | 12/2016 |
| First Palladium, Llc | Fort Wayne | IN | 04/2019 | 05/2019 |
| Simplicity Financial Distributors | Stratford | CT | 05/2019 | 10/2023 |
| Simplicity Financial Investment Services | Summit | NJ | 10/2019 | 10/2023 |
| Simplicity Wealth, Llc | Summit | NJ | 03/2021 | Present |
| Simplicity Group | Glastonbury | CT | 05/2019 | Present |
| The Leaders Group Inc | Littleton | CO | 10/2023 | Present |
1) SIMPLICITY FINANCIAL DISTRIBUTORS - 05/01/2019 - 124 Hebron Avenue, Suite 3F, Glastonbury, CT 06033; Head of National Accounts; Invt Rel; 160hrs/mo; 160hrs/mo (during trading hours). 2) HONOR FLIGHT CT - 11/01/2019 - 27 Twin Oak Trail, Beacon Falls, CT 06403; Organize trips to Washington DC for veterans to provide them a day of honor for their service; Board of Director; Not Invt Rel; no compensation; 4 hrs/mo; 0 hrs/mo (during trading hours). 3) VARIOUS OUTSIDE INSURANCE BUSINESS - 02/01/2021 -124 Hebron Avenue, Suite 3F, Glastonbury, CT 06033; Insurance Sales; Producer; Not Invt Rel; insurance business; 1 hr/mo; 1 hr/mo (during trading hours). 4) LONG HILL FIRE COMPANY NO.1 - 06/01/2010 - 14 Meadow Road, Trumbull, CT 06611; Volunteer Fire Department; Not Invt Rel; Deputy Chief; Compensation; Receive a Stipend; 30hrs/mo; 0hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-04-25 |
| S65 | Uniform Investment Adviser Law Examination | 2001-02-02 |
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