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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-03-26 |
| TX | RA | APPROVED | 2026-03-26 |
Branch Locations
3057 East Warm Springs Rd #400, Las Vegas, NV 89120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mai Capital Management, Llc | Newport Beach | CA | 04/2023 | 12/2025 |
| Whittier Trust Company | Newport Beach | CA | 03/2021 | 03/2023 |
| Vista Bank | Fort Worth | TX | 09/2018 | 01/2021 |
| Plainscapital Bank | Fort Worth | TX | 06/2017 | 09/2018 |
| Student @ Texas Tech / Bar Back @ Chimys | Lubbock | TX | 08/2012 | 05/2017 |
| Lpl Financial Llc | Las Vegas | NV | 03/2026 | Present |
1. 03/2026 - Dynamic Financial Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 160 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 03/26/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-11 |
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