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Christy Kennedy Martinez

Rbc Capital Markets, LLC

Glastonbury, CT

East Hartford, CT

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2020-03-11
  • CT RA
    APPROVED
    Since 2020-03-11

Branch Locations

200 Glastonbury Blvd Suite 103, Glastonbury, CT 06033-4418 • United States

East Hartford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Fort Lauderdale FL 10/2014 03/2020
Wells Fargo Clearing Services, Llc Fort Lauderdale FL 05/2018 03/2020
Florida Atlantic University Davie FL 05/2012 05/2017
Rbc Capital Markets, Llc Farmington CT 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-08-02
S63 Uniform Securities Agent State Law Examination 2018-08-10
  • S65 Uniform Investment Adviser Law Examination
    2019-08-02
  • S63 Uniform Securities Agent State Law Examination
    2018-08-10
Other Names
  • Christy Marie Kennedy
  • Christy Kennedy Martinez

View on SEC IAPD

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Other Offices

USI ADVISORS · GLASTONBURY, CT
USI SECURITIES, INC. · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Glastonbury, CT
CETERA INVESTMENT ADVISERS LLC · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · GLASTONBURY, CT
JANNEY MONTGOMERY SCOTT LLC · Glastonbury, CT
INTEGRATED WEALTH CONCEPTS LLC · GLASTONBURY, CT
CORNERSTONE PLANNING GROUP · Glastonbury, CT

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