Rachael Michelle Stiny

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2019-06-13

CA RA
APPROVED

Since 2019-06-13

Branch Locations

222 E. Carrillo St., Suite 106, Santa Barbara, CA 93101 • United States

Santa Barbara, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services, Inc.	Santa Barbara	CA	05/2018	Present
Rightscorp	Santa Barbara	CA	09/2017	05/2018
Progeny Petroleum	Santa Barbara	CA	06/2015	05/2018

05/2018 → Present

Ubs Financial Services, Inc.

Santa Barbara, CA
09/2017 → 05/2018

Rightscorp

Santa Barbara, CA
06/2015 → 05/2018

Progeny Petroleum

Santa Barbara, CA

Other Businesses

Rightscorp, Inc. / 3100 Donald Douglas Loop, North Santa Monica, CA 90405 / No / Active / Copyright compliance for music/movies/entertainment industry / www.rightscorp.com / Corporate Secretary and Assistant: take Minutes of Board Meetings, assist in clerical support / 100 USD / Start Date 9/1/2017 /

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-06-13

S66 Uniform Combined State Law Examination

2019-06-13

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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