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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-09-12 |
| NC | RA | APPROVED | 2018-08-06 |
Branch Locations
8474 Rozita Lee Ave Ste 400, Las Vegas, NV 89113 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc. | Raleigh | NC | 04/2018 | Present |
| Wells Fargo Bank Na | Raleigh | NC | 12/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-13 |
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