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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-13
  • CA RA
    APPROVED
    Since 2025-01-13

Branch Locations

4250 Executive Square Suite 800, La Jolla, CA 92037-9103 • United States

San Diego, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2018 01/2019
Enterprise Rent-A-Car San Diego CA 05/2014 04/2018
Wells Fargo Clearing Services, Llc San Diego CA 04/2019 06/2024
Rbc Capital Markets, Llc San Diego CA 01/2025 Present
Unemployed San Diego CA 06/2024 12/2024
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-14
  • S66 Uniform Combined State Law Examination
    2018-06-14
Other Names
  • Erick Antonio Zuniga
  • Erick Zuniga

View on SEC IAPD

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