Vincent Michael Garaventa

10501 W Gowan Rd Suite #100, Las Vegas, NV 89129 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-03-23
NV	RA	APPROVED	2024-12-03

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Skipolini's	Reno	NV	11/2016	01/2018
Full Time Student	Reno	NV	06/2014	12/2017
Skipolini's	Walnut Creek	CA	02/2018	06/2018
Axa Advisors, Llc	San Francisco	CA	07/2018	10/2018
Ameriprise Financial Services, Llc	Las Vegas	NV	11/2018	05/2020
Td Ameritrade, Inc.	Torrance	CA	05/2020	01/2021
Mercer Global Advisors Inc.	Wheat Ridge	CO	12/2023	10/2024
Fidelity Personal And Workplace Advisors	Thousand Oaks	CA	02/2021	12/2023
Fidelity Brokerage Services Llc	Broomfield	CO	01/2021	11/2023
Bauman Advisory Group, Llc	Las Vegas	NV	11/2024	Present
Td Ameritrade Investment Management, Llc	Torrance	CA	05/2020	12/2020
Axa Advisors, Llc	San Francisco	CA	06/2018	10/2018
Bauman Financial Group	Las Vegas	NV	11/2024	Present

2023-12-15 → 2024-10-18

Mercer Global Advisors Inc.

Wheat Ridge, CO

Denver, CO
2021-02-04 → 2023-12-04

Fidelity Personal And Workplace Advisors

Thousand Oaks, CA
2020-05-29 → 2021-01-11

Td Ameritrade, Inc.

Torrance, CA
2020-05-29 → 2020-12-31

Td Ameritrade Investment Management, Llc

Torrance, CA
2018-11-28 → 2020-05-01

Ameriprise Financial Services, Llc

Las Vegas, NV
2018-07-18 → 2018-10-22

Equitable Advisors, Llc

Concord, CA

San Francisco, CA

San Francisco, CA

Bauman Financial Group; Yes; Las Vegas, NV; Insurance Sales; Insurance Agent; 11/2024; 15/ HRS MO; 15/ HRS MO;

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-07-10

Other Firms