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Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-04-20
  • CA RA
    APPROVED
    Since 2021-04-20

Branch Locations

177 East Colorado Blvd. Suite 200, Office 3055, Pasadena, CA 91105 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

West Covina, CA • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed West Covina CA 01/2018 08/2018
University Of California, San Diego San Diego CA 10/2015 12/2017
Axa Advisors, Llc New York NY 08/2018 06/2020
Equitable Advisors, Llc New York NY 08/2018 04/2021
Gwn Securities, Inc. Palm Beach Gardens FL 04/2021 Present
  • 01/2018 → 08/2018
    Unemployed
    West Covina, CA
  • 10/2015 → 12/2017
    University Of California, San Diego
    San Diego, CA
  • 08/2018 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 08/2018 → 04/2021
    New York, NY
  • 04/2021 → Present
    Palm Beach Gardens, FL
Previous Registrations
Other Businesses

American Rainbow Home Fashion 6265 Providence Way Eastvale, CA 92880. Employee (bedding product marketing and translation work). Non -Investment related. INSURANCE Is Not Investment Related, NATURE: Fixed Insurance and Annuity Business, POSITION: Agent, STARTE: 2021-04-20, 10 hours per month, 5 hours per month during trading hours, Commission Compensation, DESCRIPTION: "When appropriate based on client's priorities and situation, the sale of Fixed Life insurance and fixed annuity products including: Term Life, UL, Whole Life, Indexed Universal Life, Fixed Annuities, Fixed Indexed Annuities and MYGAs" LA PENSION PLANNERS POSITION: Financial Professional NATURE: Financial Services INVESTMENT RELATED: Is Investment Related, START DATE: 2021-06-09, HOURS PER month: 160 hours per month, SECURITIES TRADING HOURS: 160 hours per month during trading hours, COMPENSATION: Commission Compensation DESCRIPTION: DBA related to Financial Services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-07
  • S66 Uniform Combined State Law Examination
    2018-11-07
Other Names
  • Aj Liang

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