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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-02 |
| CA | RA | APPROVED | 2000-02-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasedena | CA | 10/1999 | Present |
| Bank Of America, N.A. | Pasadena | CA | 09/2009 | Present |
I*:1656276 Entity Type: Charitable Name of OBA: Tournament of Roses Association Address: Pasadena, CA 91105 Investment Related: No Position, Title, Association: Committee Employee Start Date: 01/31/2025 Number of Hours: 12hrs annually Number of Hours during trading: 0 Duties: I am just an active member/volunteer. I've been assigned to the Membership Engagement Committee this year. We are responsible for an Annual Picnic, BBQ and Bowling activities for our membership
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-12-30 |
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