Alisa Jane Chanpong

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1999 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pasedena, CA
• 09/2009 → Present
  Bank Of America, N.A.
  Pasadena, CA

Other Businesses

I*:1656276 Entity Type: Charitable Name of OBA: Tournament of Roses Association Address: Pasadena, CA 91105 Investment Related: No Position, Title, Association: Committee Employee Start Date: 01/31/2025 Number of Hours: 12hrs annually Number of Hours during trading: 0 Duties: I am just an active member/volunteer. I've been assigned to the Membership Engagement Committee this year. We are responsible for an Annual Picnic, BBQ and Bowling activities for our membership

Exams

• S66 Uniform Combined State Law Examination
  1999-12-30

Other Names

• Alisa J. Chanpong