Best Investors Account Sign in

Salvador Rodriguez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pasadena, CA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-17
CA RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2018-12-17
  • CA RA
    APPROVED
    Since 2009-10-23

Branch Locations

800 E Colorado Blvd, Pasadena, CA 91101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Whittier CA 10/2009 Present
Bank Of America, N.A. Pasadena CA 07/2011 Present
Previous Registrations
  • 2004-11-26 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Whittier, CA
    La Habra, CA
    City Of Industry, CA
    Whittier, CA
  • 2000-02-24 → 2004-11-29
    Morgan Stanley Dw Inc.
    Brea, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-20
  • S66 Uniform Combined State Law Examination
    2000-09-20

View on SEC IAPD

Other Firms

CMR CAPITAL MANAGEMENT, LLC
STRATEGY ASSET MANAGERS L.L.C.
MML INVESTORS SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
NASDAQ DORSEY WRIGHT
U.S. BANCORP ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
J.P. MORGAN SECURITIES LLC

Other Investors

CHRISTOPHER LEU
JAY EDWIN LOMETILLO
Angel Kam Fung Chen
Jaymie BRIAN Wetzel
ALISA JANE CHANPONG
HEIDI PUI WA LEU
Mui Fan CHAN Graca
MATTHEW EDWARD BRADY

Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA
J.P. MORGAN SECURITIES LLC · PASADENA, CA

More in Pasadena, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor