Angel Kam Fung Chen

Current Employers

Employment History

• 07/2016 → 08/2019
  Citigroup
  San Francisco, CA
• 09/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Jose, CA

Previous Registrations

• 2016-07-14 → 2019-09-16
  Citigroup Global Markets Inc.
  San Francisco, CA
  San Francisco, CA
  Berkeley, CA
  San Antonio, TX
  San Francisco, CA
  San Francisco, CA
  Fremont, CA
  Westlake Village, CA
  San Francisco, CA
  San Francisco, CA
• 2013-09-05 → 2016-07-25
  Ubs Financial Services Inc.
  San Francisco, CA
• 2010-08-18 → 2013-09-12
  Citigroup Global Markets Inc.
  San Francisco, CA
  New York, NY
  New York, NY
• 2009-10-29 → 2011-08-22
  (Dba) Lyon Quest Asset Management
  Santa Clara, CA
• 2008-02-14 → 2008-03-19
  Redwood Securities Group, Inc.
  San Francisco, CA
  San Francisco, CA
• 2007-08-23 → 2007-11-29
  Redwood Securities Group, Inc.
  San Francisco, CA
  San Francisco, CA
• 2007-02-27 → 2007-07-31
  Redwood Securities Group, Inc.
  San Francisco, CA
  San Francisco, CA
• 2003-10-20 → 2005-08-04
  Ucb Investment Services, Inc.
  Sf, CA
• 2000-06-27 → 2002-07-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA

Other Businesses

I*126459 For profit or not for profit: For-Profit Organization Name of outside business organization: innovative global alliance Investment related: N Address of business: danville, California 94111 Nature of business: S-Corp, Position, title, association: Owner, Start date of relationship: 7/1/2005 Number of hours devoted: 1 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: real estate holding company. occasionally buy and sale own real estate properties.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-06-16
• S63 Uniform Securities Agent State Law Examination
  1999-08-12

Other Names

• Angel K Chen
• Angel K Chen
• Angel Chen
• Angel Kam Chen
• Angel Kam Fung Chen