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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-12-11
TX RA APPROVED_RES 2012-12-11
  • CA RA
    APPROVED
    Since 2012-12-11
  • TX RA
    APPROVED_RES
    Since 2012-12-11

Branch Locations

800 E Colorado Blvd, Pasadena, CA 91101 • United States

520 Newport Center Dr, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 12/2012 Present
Bank Of America, N.A Newport Beach CA 12/2012 Present
Previous Registrations
Other Businesses

CO-OWNERSHIP OF 3 RESIDENTIAL RENTAL PROPERTIES WITH MY SPOUSE. THIS ACTIVITY TAKES LESS THAN 1 HOUR PER MONTH OUTSIDE OF NORMAL BUSINESS HOURS.FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: HONG KONG ASSOCIATION OF SOUTHERN CALIFORNIAINVESTMENT RELATED: NADDRESS OF BUSINESS: LOS ANGELES, CALIFORNIA 91007POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 2/15/1996NUMBER OF HOURS DEVOTED: 2 HOUR(S) QUARTERLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: NON-PROFIT NETWORKING ORGANZATION TO PROMOTE TRADE BETWEEN HONG KONG AND USI* 1777308For profit or not for profit: Entity For Profit Name of outside business organization: Daystar Capital Partners Inc Investment related: no Address of business: Pasadena, CA, 91106Nature of business: S Corporation Position, title, association: Director Start date of relationship: 05/14/2003Number of hours devoted: 0 yearly Number of hours devoted during trading hours: 0Duties: shareholder. I*2042292, Entity Type, Name of OBA: Rental Property 1, Address: Morro Bay, CA, 93442, Investment Related: No, Position, Title, Association: Co-owner with other family members, Employee Start Date: 11/01/2024, No Hours: 1hr/Ann, No Hours during trading: 0, Duties: I*2042293, Entity Type, Name of OBA: Rental Property 2, Address: Irvine, CA, 92612, Investment Related: No, Position, Title, Association: Co-owner with other family members, Employee Start Date: 11/01/2024, No Hours: 1hr/Ann, No Hours during trading: 0, Duties:I*: 2129294Entity Type: Name of OBA: American Club Foundation Address: Hong Kong, Hong Kong 00000Investment Related: no Position, Title, Association: Other Employee Start Date: 01/20/2025No Hours: 4hr/yr No Hours during trading:0Duties: the entity is a non profit organization that do local charities work American Club has been established for about 100 years (1925) and American Club Foundation is their non-profit arm established since 2019 to work with the poor and underprivileged children and families in the community. since this is a honorary role there is no specific requirement or hours to put in other than from time to time share with the people who are connected in the community and who wants to help with the underprivileged and share with them what American Club Foundation does. There is no time or financial obligation in this position and is a strictly a voluntary position.I*2795277, Entity Type: Rental Property, Name of OBA: Rental Property 3 Address: Arroyo Grande, CA 93420 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 08/01/2025No Hours: 3 yearly No Hours during trading: 0 Duties: Co owner of rental propertyI*3149295 Entity Type: Rental Property Name of OBA: Rental Property 4Address: Irvine, California, 92612 Investment Related: NoPosition, Title, Association: Co-owner with other family membersEmployee Start Date: 12/01/2025Number of Hours: 1, MonthlyNumber of Hours during trading: 0, MonthlyDuties: Co owner of rental property I*3849279 Entity Type: N/A Name of OBA: Rental Property 5 Address: Pismo Beach, California, 93449 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 03/15/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: N/A

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-22
  • S66 Uniform Combined State Law Examination
    2010-11-22
Other Names
  • Christopher C Leu

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