Heidi Pui Wa Leu

Current Employers

Employment History

• 12/2012 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 01/2013 → Present
  Bank Of America, N.A.
  Pasadena, CA

Previous Registrations

• 2009-06-01 → 2012-12-19
  Morgan Stanley
  Los Angeles, CA
  Brea, CA
• 2000-10-10 → 2009-06-01
  Citigroup Global Markets Inc.
  City Of Industry, CA
  Los Angeles, CA
  Clarmont, CA

Other Businesses

NAME: C AND H L CLOSURE ID: 70552 INVESTMENT RELATED: NADDRESS OF BUSINESS:406-406.5 F AVE., CORONA DEL MAR, CALIFORNIA 92675NATURE OF BUSINESS: OTHER,DIRECT OWNERSHIP BY C AND H L POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12/30/2010NUMBER OF HOURS DEVOTED: 2 HOURS QTRLY HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTIES I*1790297, Entity Type, Name of OBA: Rental Property 2 Address: Irvine, CA 92612 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date:9/1/2023 No Hours:2 yearly No Hours during trading: Duties: I*1788320, Entity Type, Name of OBA: Rental Property 3 Address: Rowland Heights, CA 91748 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date:8/1/2023 No Hours:2 yearly No Hours during trading: Duties: I*1788322, Entity Type, Name of OBA: Rental Property 3 Address: Pasadena, CA 91101 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date:8/1/2023 No Hours:2 yearly No Hours during trading: Duties: I*2038286, Entity Type: Rental Property Name of OBA: Rental Property Address: Morro Bay, CA, 93442, Investment Related: No, Position, Title, Association: Co-owner with other family members, Employee Start Date: 11/01/2024, No Hours: 2hrs/Ann, No Hours during trading: 0, Duties: I*2790315, Entity Type: Rental Property Name of OBA: Rental Property 4, Address: Arroyo Grande, California, 93420, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee State Date: 08/01/2025, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties: I*3163363Entity Type: Rental Property Name of OBA: Rental Property 5 Address: Irvine, CA 92612Investment Related: NoPosition, Title, Association: Co-owner with other family membersEmployee Start Date: 12/01/2025 Number of Hours: 2, YearlyNumber of Hours during trading: 0, Yearly Duties: I*3952304, Entity Type: , Name of OBA: Rental Property 6, Address: Pismo Beach, California, 93449, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee Start Date: 03/15/2026, No Hours: 3 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-06-06
• S63 Uniform Securities Agent State Law Examination
  2000-06-02