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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-02 |
| OH | RA | APPROVED | 2021-10-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Toledo | OH | 03/2018 | Present |
| Catholic Charities | Decatur | IL | 04/2010 | 03/2018 |
Custom Paintings/Private paint parties ; Sole Proprietor / Owner / Partner ; Apr 2015 ; During business hours : 0 ; After business hours : 3 ; Artist.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-30 |
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