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Current Employers
Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2025-01-14
  • HI RA
    APPROVED
    Since 2025-01-14

Branch Locations

Spanish Fork, UT • United States

2687 44Th Street Se, Kentwood, MI 49512 • United States

Kapolei, HI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kyo - Ya Inc. Honolulu HI 07/2017 01/2018
Courtyard By Marriott Laie HI 05/2015 06/2017
Morgan Stanley Honolulu HI 03/2018 08/2021
Morgan Stanley Private Bank, N.A. New York NY 08/2018 08/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Honolulu HI 08/2021 03/2023
Morgan Stanley Private Bank, N.A New York NY 08/2018 08/2021
Bank Of America, N.A. Honolulu HI 12/2021 03/2023
Regulus Financial Group, Llc Kentwood MI 01/2025 Present
Regal Investment Advisors, Llc Kentwood MI 01/2025 Present
Pacific Island Cleaning, Llc Kapolei HI 03/2022 Present
  • 07/2017 → 01/2018
    Kyo - Ya Inc.
    Honolulu, HI
  • 05/2015 → 06/2017
    Courtyard By Marriott
    Laie, HI
  • 03/2018 → 08/2021
    Honolulu, HI
  • 08/2018 → 08/2021
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 08/2021 → 03/2023
    Honolulu, HI
  • 08/2018 → 08/2021
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 12/2021 → 03/2023
    Bank Of America, N.A.
    Honolulu, HI
  • 01/2025 → Present
    Regulus Financial Group, Llc
    Kentwood, MI
  • 01/2025 → Present
    Kentwood, MI
  • 03/2022 → Present
    Pacific Island Cleaning, Llc
    Kapolei, HI
Previous Registrations
Other Businesses

Business Name: Pacific Island Cleaning, LLC - Investment Related: No - Address: 590 Farrington Hwy 524, Unit 254, Kapolei, HI 96707 - Nature of Business: Commercial and Residential Cleaning - Title or Relationship: CEO - Start Date: 3/2022 - Hours per month: 120 - Hours per month during trading hours: 80 - Duties: Chief Executive Officer duties.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-10
  • S66 Uniform Combined State Law Examination
    2018-07-10
Other Names
  • Kaponotu'iTalau Phillip Faitau Oberg
  • Kaponotu'iTalau Phillip Faitau-Oberg
  • Kaponotuital T Oberg
  • Kapono Oberg
  • Kapono Faitau
  • Kaponotuitalau Phillip Faitau

View on SEC IAPD

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