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Current Employers
Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2011-03-15
  • WI RA
    APPROVED
    Since 2011-03-15

Branch Locations

2687 44Th Street Se, Kentwood, MI 49512 • United States

Brookfield, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Regal Investment Advisors Llc Kentwood MI 03/2011 Present
Fischer Wealth Management New Berlin WI 03/2011 03/2022
Regulus Financial Group, Llc Kentwood MI 01/2014 Present
  • 03/2011 → Present
    Kentwood, MI
  • 03/2011 → 03/2022
    Fischer Wealth Management
    New Berlin, WI
  • 01/2014 → Present
    Regulus Financial Group, Llc
    Kentwood, MI
Previous Registrations
  • 2008-06-17 → 2010-12-06
    Big Bend, WI
    Elkhorn, WI
  • 2007-03-29 → 2008-05-21
    Cuso Financial Services, L.P.
    Racine, WI
    Milwaukee, WI
Other Businesses

Business Name: Scott Hanson - Investment Related: Yes - Address: 18120 Elm Terrace Dr, Brookfield, WI 53045 - Nature of Business: Insurance - Title or Relationship: Insurance Agent - Start Date: 1/1/2018 - Hours per month: 40 - Hours per month during trading hours: 40 - Duties: Provide insurance services. Business Name: Wealth Health Advisors (DBA) Investment Related: Yes - Address: 18120 Elm Terrace Dr, Brookfield, WI 53045 - Nature of the Business DBA for Advisory Activities - Position/Title: Owner - Start Date: 8/4/2025 - Hours devoted per month: 160 - Hours devoted per month during trading hours: 130 - Duties: This is a DBA set up for advisor related activities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-16
S63 Uniform Securities Agent State Law Examination 2006-12-11
  • S66 Uniform Combined State Law Examination
    2007-03-16
  • S63 Uniform Securities Agent State Law Examination
    2006-12-11
Designations

View on SEC IAPD

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