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Christopher Mark Peterson

Regal Investment Advisors LLC

Kentwood, MI

Grand Rapids, MI

CRD 3162809

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Employer firm

Regal Investment Advisors LLC CRD 125004

$2.88B regulatory AUM 61 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2014-07-01
  • MI RA
    APPROVED
    Since 2014-07-01

Branch Locations

2687 44Th Street Se, Kentwood, MI 49512 • United States

5070 Cascade Rd Suite 150 Grand Rapids, Mi 49456 Suite 150, Grand Rapids, MI 49456 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regal Investment Advisors Kentwood MI 06/2014 Present
  • 06/2014 → Present
    Regal Investment Advisors
    Kentwood, MI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-25
S63 Uniform Securities Agent State Law Examination 1999-02-18
  • S66 Uniform Combined State Law Examination
    2000-04-25
  • S63 Uniform Securities Agent State Law Examination
    1999-02-18
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

CENTENNIAL SECURITIES COMPANY, INC.
FIFTH THIRD SECURITIES, INC.
PFS INVESTMENTS INC.

Nearby Investors

SCOTT RICHARD FLYNN
MARK ANDREW JONES
JILL ANNE VEENSTRA

Nearby Offices

CENTENNIAL SECURITIES COMPANY, INC. · GRAND RAPIDS, MI
FIFTH THIRD SECURITIES, INC. · GRAND RAPIDS, MI
PFS INVESTMENTS INC. · GRAND RAPIDS, MI

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