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2687 44Th Street Se, Kentwood, MI 49512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-26 |
| MN | RA | APPROVED | 2017-03-03 |
Branch Locations
1761 River Run Suite 200, Fort Worth, TX 76107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Flynn Planning Group | Fort Worth | TX | 09/2003 | Present |
| Regal Investment Advisors, Llc | Kentwood | MI | 02/2017 | Present |
1)Head of Development for Diamond Leaf Energy. Located at 8400 Normandale Lake Blvd, Suite 920, Bloomington, MN, 55437. This is not investment related. He receives commissions. Devotes approx. 80 hours per month and 80 hours during trading hours. 2)Investor in Diamond Leaf Finance. Located at 8400 Normandale Lake Blvd, Suite 920, Bloomington, MN, 55437. Business nature is leasing. This is not investment related. Devotes approx. 2 hours per month and none during trading hours. Started on 9/10/2016. He receives commissions. His duties are to broker leases for energy related products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-24 |
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