Mark Andrew Jones

Current Employers

Employment History

• 04/1999 → 09/2020
  Bates Securities, Inc.
  Rockford, IL
• 05/2007 → 09/2020
  Bates Financial Advisors, Inc.
  Rockford, IL
• 08/1999 → 09/2020
  Bates Financial Services, Inc.
  Rockford, IL
• 10/2002 → 09/2020
  Bates Financial Group, Inc.
  Rockford, IL
• 09/2020 → Present
  Regal Investment Advisors, Llc
  Kentwood, MI
• 09/2020 → Present
  Regulus, Llc
  Kentwood, MI

Previous Registrations

• 2007-05-03 → 2020-09-03
  Bates Financial Advisors, Inc.
  Rockford, IL
• 2007-05-03 → 2017-12-31
  Bates Financial Advisors, Inc.
  Rockford, IL

Other Businesses

1) GRACE REFORMED BAPTIST CHURCH, 6310 GUILFORD RD, ROCKFORD, IL 61107, CHURCH, DEACON, AUGUST 2014, 9 HRS/MONTH DURING NON-TRADING HOURS, ASSIST IN OVERSEEING FINANCES OF THE CHURCH AND OTHER GENERAL CHURCH RELATED MATTERS THAT ARISE REGARDING THE BUILDING, POLICIES, ETC. ALSO ASSIST IN HANDLING THE DEPOSITS/CONTRIBUTIONS OF MEMBERS AND NON-MEMBERS AND ALSO PAY BILLS. 2) OWNER OF JONES WEALTH MANAGEMENT, LLC. INSURANCE AGENCY. LOCATED AT 13345 RUSSELLVILLE RD, CAPRON, IL 61012. THIS IS NOT INVESTMENT RELATED. RECEIVES COMMISSIONS. INSURANCE & FIXED ANNUITY SALES. DEVOTES APPROX 2 HOURS PER MONTH AND 2 HOURS DURING TRADING HOURS. STARTED 9/1/2020. 3) OWNER OF TIMOTHY 617, LLC. COMMERCIAL REAL ESTATE PROPERTY. LOCATED AT 13345 RUSSELLVILLE RD, CAPRON, IL 61012. THIS IS NOT INVESTMENT RELATED. MANAGES THE PROPERTY AND PROPERTY FINANCES. DEVOTES APPROX 10 HOURS PER MONTH AND 0 HOURS DURING TRADING HOURS. STARTED 8/17/2026.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-04-23
• S63 Uniform Securities Agent State Law Examination
  1999-06-09

Designations