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Current Employers
Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-07-24
  • MD RA
    APPROVED
    Since 2024-07-24

Branch Locations

10118 A Colesville Rd, Silver Spring, MD 20901 • United States

2687 44Th Street Se, Kentwood, MI 49512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regulus Financial Group, Llc Kentwood MI 11/2023 07/2024
N/A Kensington MD 09/2005 11/2023
Regal Investment Advisors, Llc Kentwood MI 07/2024 Present
Regulus Financial Group, Llc Kentwood MI 07/2025 Present
  • 11/2023 → 07/2024
    Regulus Financial Group, Llc
    Kentwood, MI
  • 09/2005 → 11/2023
    N/A
    Kensington, MD
  • 07/2024 → Present
    Kentwood, MI
  • 07/2025 → Present
    Regulus Financial Group, Llc
    Kentwood, MI
Previous Registrations
Other Businesses

Field Hockey Coach, non investment related, 11135 Newport Mill Rd Kensington MD 20895, Albert Einstein High School, Coach, start date 8/2021, 10hrs/month, NA trading hrs/month, coaching high school field hockey. ; Vividas Vending, non investment related, 2911 Burtonhill Dr Kensington MD 20895, Vending machine operator, Owner, start date 12/2012, 2hrs/month, NA trading hrs/month, own one vending machine at our neighborhood pool - Coordinate kids to restock machine. ; Jinrose Properties, non investment related, 1401 Lake Ln Pocono Lake PA 18347, Airbnb, Owner, start date 12/2022, 2 hours/month, NA trading hrs/month, property management. Business Name: Musgrave Financial Solutions - Investment Related: Yes - Address: 10018-A Colesville Road Silver Spring, MD 20901- Nature of Business: Investment Advisory Activities through Regal Investment Advisors using a DBA name; Insurance - Title or Relationship: Insurance Agent/Financial Advisor - Start Date: 7/24/2024 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial and insurance services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-10
S63 Uniform Securities Agent State Law Examination 2000-02-17
  • S65 Uniform Investment Adviser Law Examination
    2024-05-10
  • S63 Uniform Securities Agent State Law Examination
    2000-02-17
Other Names
  • Robin S. Miller

View on SEC IAPD

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