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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
680 E Colorado Blvd Ste 2100, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Pasadena | CA | 12/2017 | Present |
| World Financial Group, Inc. | Pasadena | CA | 03/2013 | Present |
| Glendale Unified School District | Glendale | CA | 05/1991 | 06/2017 |
| Rescueone Financial | Irvine | CA | 11/2017 | 03/2022 |
| Debtmerica Relief | Santa Ana | CA | 02/2018 | 03/2022 |
| Glendale Unified School District | Glendale | CA | 01/2018 | 09/2020 |
| Rental Property | Tujunga | CA | 05/2005 | 10/2017 |
| Nationwide Student Loan | Woodland Hills | CA | 05/2018 | 08/2021 |
| Patricia Proudman, Performer | Tujunga | CA | 07/2019 | Present |
| San Gabriel Chamber Of Commerce | San Gabriel | CA | 10/2019 | 03/2025 |
| Italkbbmedia | Mclean | VA | 10/2019 | 09/2020 |
| Wfg Direct | Johns Creek | GA | 08/2020 | 06/2026 |
| College Loan Freedom | Henderson | NV | 04/2020 | Present |
| Active Pure Technology Formerly Know As Aerus Holdings, Llc | Dallas | TX | 02/2021 | 05/2023 |
| Axianta Financial Partners | Pasadena | CA | 03/2013 | Present |
| Lspn Pro Llc | Lindon | UT | 05/2023 | 03/2025 |
| Global Merchant Innovations Llc | Woodland Hills | CA | 05/2023 | Present |
| Inheritguard, Llc | Sheridan | WY | 03/2025 | Present |
| Luxe Business Network Corporation | San Marino | CA | 04/2025 | Present |
| Legacyshield Solutions, Inc. | Woburn | MA | 04/2025 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc Axianta FInancial Partners | marketing | investment related | co-brand company through WFGIA | Pasadena, CA | 03/2013 Patricia Proudman Performer | Actor | Tujunga, CA | 07/2019 | investment related College Loan Freedom/No/129 W Lake Mead Parkway, #19 Henderson, NV 89015/Student Loan Assistance/Referral Partner/ 04/20/20/1/0/I will occasionally refer a client for help with certifying his/her federal student loans for the loan forgiveness program**with restrictions** Patricia Proudman, Performer /0719-Present / Investment Related: No/7320 Valaho Drive Tujunga, CA 91042 / Actor/Performing / Hrs Work Monthly: 0 / Sec Trading Hrs: 0/Occasionally I act the part of a character and work as a crew member. GLOBAL MERCHANT INNOVATIONS LLC POSITION: Independent Contractor NATURE: Merchant services provider/ISO INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/10/2023 ADDRESS: 21800 Oxnard Street, Suite 900, Woodland Hills CA 91367, United States DESCRIPTION: I will occasionally refer a business to this company for merchant services. INHERITGUARD, LLC POSITION: Member NATURE: Providing bundled professional services with emphasis on estate planning services INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 03/28/2025 ADDRESS: 30 N Gould Street, Sheridan WY 82801, United States DESCRIPTION: Client communications, follow up with client issues, provide education on estate planning issues, schedule appointments. LUXE BUSINESS NETWORK CORPORATION POSITION: Member NATURE: Bringing businesses and professionals together in the local area INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2025 ADDRESS: 2476 Huntington Drive, San Marino CA 91108, United States DESCRIPTION: Helping promote the organization's events by inviting individuals that I know to attend the events. LEGACYSHIELD SOLUTIONS, INC. POSITION: none NATURE: Referral partner INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/21/2025 ADDRESS: 1 Linscott Road, Woburn MA 01810, United States DESCRIPTION: Occasional client referrals for estate planning
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 2018-01-16 |
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