Best Investors Account Sign in
Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

680 E Colorado Blvd Ste 2100, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Pasadena CA 12/2017 Present
World Financial Group, Inc. Pasadena CA 03/2013 Present
Glendale Unified School District Glendale CA 05/1991 06/2017
Rescueone Financial Irvine CA 11/2017 03/2022
Debtmerica Relief Santa Ana CA 02/2018 03/2022
Glendale Unified School District Glendale CA 01/2018 09/2020
Rental Property Tujunga CA 05/2005 10/2017
Nationwide Student Loan Woodland Hills CA 05/2018 08/2021
Patricia Proudman, Performer Tujunga CA 07/2019 Present
San Gabriel Chamber Of Commerce San Gabriel CA 10/2019 03/2025
Italkbbmedia Mclean VA 10/2019 09/2020
Wfg Direct Johns Creek GA 08/2020 06/2026
College Loan Freedom Henderson NV 04/2020 Present
Active Pure Technology Formerly Know As Aerus Holdings, Llc Dallas TX 02/2021 05/2023
Axianta Financial Partners Pasadena CA 03/2013 Present
Lspn Pro Llc Lindon UT 05/2023 03/2025
Global Merchant Innovations Llc Woodland Hills CA 05/2023 Present
Inheritguard, Llc Sheridan WY 03/2025 Present
Luxe Business Network Corporation San Marino CA 04/2025 Present
Legacyshield Solutions, Inc. Woburn MA 04/2025 Present
  • 12/2017 → Present
    Transamerica Financial Advisors, Inc
    Pasadena, CA
  • 03/2013 → Present
    World Financial Group, Inc.
    Pasadena, CA
  • 05/1991 → 06/2017
    Glendale Unified School District
    Glendale, CA
  • 11/2017 → 03/2022
    Rescueone Financial
    Irvine, CA
  • 02/2018 → 03/2022
    Debtmerica Relief
    Santa Ana, CA
  • 01/2018 → 09/2020
    Glendale Unified School District
    Glendale, CA
  • 05/2005 → 10/2017
    Rental Property
    Tujunga, CA
  • 05/2018 → 08/2021
    Nationwide Student Loan
    Woodland Hills, CA
  • 07/2019 → Present
    Patricia Proudman, Performer
    Tujunga, CA
  • 10/2019 → 03/2025
    San Gabriel Chamber Of Commerce
    San Gabriel, CA
  • 10/2019 → 09/2020
    Italkbbmedia
    Mclean, VA
  • 08/2020 → 06/2026
    Wfg Direct
    Johns Creek, GA
  • 04/2020 → Present
    College Loan Freedom
    Henderson, NV
  • 02/2021 → 05/2023
    Active Pure Technology Formerly Know As Aerus Holdings, Llc
    Dallas, TX
  • 03/2013 → Present
    Axianta Financial Partners
    Pasadena, CA
  • 05/2023 → 03/2025
    Lspn Pro Llc
    Lindon, UT
  • 05/2023 → Present
    Global Merchant Innovations Llc
    Woodland Hills, CA
  • 03/2025 → Present
    Inheritguard, Llc
    Sheridan, WY
  • 04/2025 → Present
    Luxe Business Network Corporation
    San Marino, CA
  • 04/2025 → Present
    Legacyshield Solutions, Inc.
    Woburn, MA
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc Axianta FInancial Partners | marketing | investment related | co-brand company through WFGIA | Pasadena, CA | 03/2013 Patricia Proudman Performer | Actor | Tujunga, CA | 07/2019 | investment related College Loan Freedom/No/129 W Lake Mead Parkway, #19 Henderson, NV 89015/Student Loan Assistance/Referral Partner/ 04/20/20/1/0/I will occasionally refer a client for help with certifying his/her federal student loans for the loan forgiveness program**with restrictions** Patricia Proudman, Performer /0719-Present / Investment Related: No/7320 Valaho Drive Tujunga, CA 91042 / Actor/Performing / Hrs Work Monthly: 0 / Sec Trading Hrs: 0/Occasionally I act the part of a character and work as a crew member. GLOBAL MERCHANT INNOVATIONS LLC POSITION: Independent Contractor NATURE: Merchant services provider/ISO INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/10/2023 ADDRESS: 21800 Oxnard Street, Suite 900, Woodland Hills CA 91367, United States DESCRIPTION: I will occasionally refer a business to this company for merchant services. INHERITGUARD, LLC POSITION: Member NATURE: Providing bundled professional services with emphasis on estate planning services INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 03/28/2025 ADDRESS: 30 N Gould Street, Sheridan WY 82801, United States DESCRIPTION: Client communications, follow up with client issues, provide education on estate planning issues, schedule appointments. LUXE BUSINESS NETWORK CORPORATION POSITION: Member NATURE: Bringing businesses and professionals together in the local area INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2025 ADDRESS: 2476 Huntington Drive, San Marino CA 91108, United States DESCRIPTION: Helping promote the organization's events by inviting individuals that I know to attend the events. LEGACYSHIELD SOLUTIONS, INC. POSITION: none NATURE: Referral partner INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/21/2025 ADDRESS: 1 Linscott Road, Woburn MA 01810, United States DESCRIPTION: Occasional client referrals for estate planning

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-19
S63 Uniform Securities Agent State Law Examination 2018-01-16
  • S65 Uniform Investment Adviser Law Examination
    2018-03-19
  • S63 Uniform Securities Agent State Law Examination
    2018-01-16
Other Names
  • Pat Proudman
  • Patricia Aline Proundman

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Pasadena, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor