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John Shiels O'BRien

O'BRien Investment Management, LLC

Torrance, CA

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Current Employers
O'BRien Investment Management, Llc

24594 Hawthorne Blvd., Torrance, CA 90505 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-06
WA RA APPROVED 2018-01-31
  • CA RA
    APPROVED
    Since 2026-01-06
  • WA RA
    APPROVED
    Since 2018-01-31

Branch Locations

24594 Hawthorne Blvd., Torrance, CA 90505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
O'BRien Investment Management Rolling Hills Estates CA 05/2016 Present
  • 05/2016 → Present
    O'BRien Investment Management
    Rolling Hills Estates, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-31
  • S65 Uniform Investment Adviser Law Examination
    2018-01-31

View on SEC IAPD

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