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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-14
CT RA APPROVED 2021-04-23
  • TX RA
    APPROVED
    Since 2021-05-14
  • CT RA
    APPROVED
    Since 2021-04-23

Branch Locations

211 New London Tpke, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cheshire CT 01/2020 Present
Bank Of America, N.A. Cheshire CT 01/2020 Present
Webster Bank Southington CT 10/2018 01/2020
University Of Connecticut Storrs CT 08/2014 05/2018
Unemployed Waterbury CT 06/2018 09/2018
  • 01/2020 → Present
    Cheshire, CT
  • 01/2020 → Present
    Bank Of America, N.A.
    Cheshire, CT
  • 10/2018 → 01/2020
    Webster Bank
    Southington, CT
  • 08/2014 → 05/2018
    University Of Connecticut
    Storrs, CT
  • 06/2018 → 09/2018
    Unemployed
    Waterbury, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-20
  • S66 Uniform Combined State Law Examination
    2021-04-20

View on SEC IAPD

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