Best Investors Account Sign in
Inactive

Nicholes Cain-Jayshoun Baldwin

Stonepath Wealth Management

Traverse City, MI

Claim This Profile
Current Employers
Stonepath Wealth Management

134 W State Street Suite 200, Traverse City, MI 49684 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-08
MI RA APPROVED 2024-01-02
  • TX RA
    APPROVED
    Since 2024-03-08
  • MI RA
    APPROVED
    Since 2024-01-02

Branch Locations

134 W State Street Suite 200, Traverse City, MI 49684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cg Financial Services Midland/Traverse City MI 10/2017 10/2019
Chemical Bank Midland MI 05/2017 08/2017
Wolverine Bank Midland MI 02/2017 05/2017
Capital Asset Advisory Services Haslett MI 06/2018 10/2019
Cambridge Investment Research, Inc. Traverse City MI 10/2019 12/2023
Cambridge Investment Research Advisors, Inc. Traverse City MI 10/2019 12/2023
Northwood University Midland MI 08/2013 05/2017
Spwm Advisors Llc Traverse City MI 01/2024 Present
  • 10/2017 → 10/2019
    Cg Financial Services
    Midland/Traverse City, MI
  • 05/2017 → 08/2017
    Chemical Bank
    Midland, MI
  • 02/2017 → 05/2017
    Wolverine Bank
    Midland, MI
  • 06/2018 → 10/2019
    Capital Asset Advisory Services
    Haslett, MI
  • 10/2019 → 12/2023
    Cambridge Investment Research, Inc.
    Traverse City, MI
  • 10/2019 → 12/2023
    Traverse City, MI
  • 08/2013 → 05/2017
    Northwood University
    Midland, MI
  • 01/2024 → Present
    Spwm Advisors Llc
    Traverse City, MI
Previous Registrations
Other Businesses

Name of other business; SPWM Insurance Agency LLC, Investment-related; no, Address; 134 W State St, Suite 200, Traverse City, MI. 49684, Nature of other business; Insurance services, Position; Insurance agent, Start date; 01/03/2024, Time spent per month; 2 hrs/month, Time spent during securities trading hours per month; 0 hrs/month, Duties; Insurance producer Name of other business; The Baldwin Four LLC, Investment-related; no, Address; 1907 Sweet Fern Way, , Traverse City, MI. 49696, Nature of other business; Holding company, Position; Owner, Start date; 01/01/2020, Time spent per month; 0 hrs/month, Time spent during securities trading hours per month; 0 hrs/month, Duties; Oversight

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-11-01
S65 Uniform Investment Adviser Law Examination 2018-06-01
  • S63 Uniform Securities Agent State Law Examination
    2019-11-01
  • S65 Uniform Investment Adviser Law Examination
    2018-06-01
Other Names
  • Nick Baldwin
  • Nicholes C Baldwin

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Traverse City, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor