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Terry Lee Froeber

Stifel, Nicolaus & Company, Incorporated

Traverse City, MI

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2019-03-22
  • MI RA
    APPROVED
    Since 2019-03-22

Branch Locations

202 East State Street Suite 300, Traverse City, MI 49684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Empire Securities, Inc. Hauppauge NY 08/2008 03/2019
Stifel, Nicolaus & Company, Incorporated Bloomfield Hills MI 03/2019 Present
Previous Registrations
  • 2010-04-08 → 2019-01-10
    First Empire Asset Management, Inc
    Rochester Hills, MI
    Hauppauge, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-03
  • S66 Uniform Combined State Law Examination
    2009-09-03

View on SEC IAPD

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