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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-20 |
| MI | RA | APPROVED | 2021-03-31 |
Branch Locations
202 East State Street Suite 300, Traverse City, MI 49684 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Traverse City Police Department | Traverse City | MI | 02/2004 | 03/2017 |
| Edward Jones | St. Louis | MO | 04/2017 | 03/2021 |
| Stifel Nicolaus & Co Inc | Traverse City | MI | 03/2021 | Present |
1. Charlie Golf One; 13919 S West Bay Shore Dr, Suite 104, Traverse City, MI 49684; Working to find affordable housing and programs for veterans; Board Member; Help to promote non-profit and network in the community; 03/15/2021; 2 Hours per Month; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-12 |
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