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Steven Austin Yenshaw

Stifel, Nicolaus & Company, Incorporated

Traverse City, MI

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-06-05
MI RA APPROVED 2010-09-24
  • TX RA
    APPROVED_RES
    Since 2018-06-05
  • MI RA
    APPROVED
    Since 2010-09-24

Branch Locations

202 East State Street Suite 300, Traverse City, MI 49684 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Traverse City MI 10/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-04
S63 Uniform Securities Agent State Law Examination 1990-11-16
  • S65 Uniform Investment Adviser Law Examination
    1997-04-04
  • S63 Uniform Securities Agent State Law Examination
    1990-11-16

View on SEC IAPD

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