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Robert Joseph Fenton

Stifel, Nicolaus & Company, Incorporated

Traverse City, MI

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-05-16
TX RA APPROVED 2018-05-16
  • MI RA
    APPROVED
    Since 2018-05-16
  • TX RA
    APPROVED
    Since 2018-05-16

Branch Locations

202 East State Street Suite 300, Traverse City, MI 49684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Traverse City MI 06/2010 05/2018
Rjf Sports Traverse City MI 01/2006 Present
Stifel Nicolaus & Co Inc Traverse City MI 05/2018 Present
  • 06/2010 → 05/2018
    Raymond James & Associates
    Traverse City, MI
  • 01/2006 → Present
    Rjf Sports
    Traverse City, MI
  • 05/2018 → Present
    Stifel Nicolaus & Co Inc
    Traverse City, MI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-08
  • S66 Uniform Combined State Law Examination
    2010-09-08
Other Names
  • Robert J Fenton

View on SEC IAPD

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Other Offices

UP NORTH FINANCIAL, LLC · TRAVERSE CITY, MI
CHARLES SCHWAB & CO., INC. · Traverse City, MI
REHMANN WEALTH · TRAVERSE CITY, MI
G. A. REPPLE & COMPANY · Traverse City, MI
INDEPENDENT WEALTH MANAGEMENT, LLC · TRAVERSE CITY, MI
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