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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-03-20 |
Branch Locations
26218 Oak Ridge Drive, Spring, TX 77380 • United States
475 Springfield Ave, Summit, NJ 07901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tom James | Houston | TX | 04/2013 | 11/2017 |
| The Leaders Group, Inc. | Littleton | CO | 11/2017 | Present |
| Leaders Financial Group Of Texas | Spring | TX | 11/2017 | Present |
1.) LEADERS FINANCIAL GROUP - 11/1/2017 - 26218 Oakridge Drive, Spring, TX 77380 - Sales Associate, Sales, Invt Rel, Insurance Business, 40 hrs/mo; 40 hrs/mo (during trading hours). 2.) TLG ADVISORS INC, - 03/2018 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 10 hrs/mo.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2018-01-21 |
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