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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-13 |
Branch Locations
35 North Lake Avenue Suite 800, Pasadena, CA 91101 • United States
Los Angeles, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Tempe | AZ | 11/2017 | 07/2018 |
| Americorps | Los Angeles | CA | 09/2017 | 11/2017 |
| Priority Staffing | Chesapeake | VA | 06/2017 | 08/2017 |
| Reliance Staffing | Suffolk | VA | 06/2017 | 06/2017 |
| Democratic National Committee | Phoenix | AZ | 10/2016 | 11/2016 |
| Democratic Party Of Virginia | Richmond | VA | 05/2016 | 10/2016 |
| Unemployed | Chesapeake | VA | 12/2016 | 05/2017 |
| Jp Morgan Chase Bank, N.A | Los Angeles | CA | 09/2018 | 05/2019 |
| Jp Morgan Securities Llc | Los Angeles | CA | 09/2018 | 05/2019 |
| Unemployed | Sherman Oaks | CA | 08/2018 | 08/2018 |
| Fidelity Brokerage Services Llc | Burbank | CA | 05/2019 | 04/2024 |
| Fidelity Personal And Workplace Advisors | Burbank | CA | 02/2020 | 04/2024 |
| Tiaa | Pasadena | CA | 12/2025 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Pasadena | CA | 12/2025 | Present |
| Jasmine Smalls Consulting | Los Angeles | CA | 04/2024 | 11/2025 |
| Colonial Life | Los Angeles | CA | 04/2025 | 11/2025 |
(1) Name: OMG Women Outreaching Women Position: Treasurer, Board Member Nature: Through education, mentorship, and community support, we strive to create opportunities that restore agency, strengthen financial independence, and inspire lasting change. We do this by bridging gaps in social, economic, corporate, and educational systems by offering access to essential resources, training, and mentor opportunities that promote personal and professional development. Investment Related: No Hours: 10 Securities Trading Hours: 0 Start Date: 04/01/2025 Address: 626 Wilshire Blvd, STE 410, Los Angeles CA 90017, United States Description: Report Financial Health of organization (2) UNIVERSITY OF CALIFORNIA, LOS ANGELES - EXTENSION POSITION: Instructor NATURE: Instructor with the Personal Financial Planning program at the University of California, Los Angeles - Extension. This is a preparation course to prepare students to sit for the CFP. This is not affiliated or in association with my position at TIAA. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2026 ADDRESS: 405 Hilgard Avenue, Los Angeles CA 90095, United States DESCRIPTION: teaching CFP education course
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-13 |
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