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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-13
  • CA RA
    APPROVED
    Since 2026-01-13

Branch Locations

35 North Lake Avenue Suite 800, Pasadena, CA 91101 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Tempe AZ 11/2017 07/2018
Americorps Los Angeles CA 09/2017 11/2017
Priority Staffing Chesapeake VA 06/2017 08/2017
Reliance Staffing Suffolk VA 06/2017 06/2017
Democratic National Committee Phoenix AZ 10/2016 11/2016
Democratic Party Of Virginia Richmond VA 05/2016 10/2016
Unemployed Chesapeake VA 12/2016 05/2017
Jp Morgan Chase Bank, N.A Los Angeles CA 09/2018 05/2019
Jp Morgan Securities Llc Los Angeles CA 09/2018 05/2019
Unemployed Sherman Oaks CA 08/2018 08/2018
Fidelity Brokerage Services Llc Burbank CA 05/2019 04/2024
Fidelity Personal And Workplace Advisors Burbank CA 02/2020 04/2024
Tiaa Pasadena CA 12/2025 Present
Tiaa-Cref Individual & Institutional Services, Llc Pasadena CA 12/2025 Present
Jasmine Smalls Consulting Los Angeles CA 04/2024 11/2025
Colonial Life Los Angeles CA 04/2025 11/2025
  • 11/2017 → 07/2018
    Tempe, AZ
  • 09/2017 → 11/2017
    Americorps
    Los Angeles, CA
  • 06/2017 → 08/2017
    Priority Staffing
    Chesapeake, VA
  • 06/2017 → 06/2017
    Reliance Staffing
    Suffolk, VA
  • 10/2016 → 11/2016
    Democratic National Committee
    Phoenix, AZ
  • 05/2016 → 10/2016
    Democratic Party Of Virginia
    Richmond, VA
  • 12/2016 → 05/2017
    Unemployed
    Chesapeake, VA
  • 09/2018 → 05/2019
    Jp Morgan Chase Bank, N.A
    Los Angeles, CA
  • 09/2018 → 05/2019
    Los Angeles, CA
  • 08/2018 → 08/2018
    Unemployed
    Sherman Oaks, CA
  • 05/2019 → 04/2024
    Fidelity Brokerage Services Llc
    Burbank, CA
  • 02/2020 → 04/2024
    Fidelity Personal And Workplace Advisors
    Burbank, CA
  • 12/2025 → Present
    Tiaa
    Pasadena, CA
  • 12/2025 → Present
    Pasadena, CA
  • 04/2024 → 11/2025
    Jasmine Smalls Consulting
    Los Angeles, CA
  • 04/2025 → 11/2025
    Colonial Life
    Los Angeles, CA
Previous Registrations
  • 2020-02-04 → 2024-04-02
    Fidelity Personal And Workplace Advisors
    Woodland Hills, CA
  • 2018-11-20 → 2019-06-11
    Los Angeles, CA
    Sherman Oaks, CA
  • 2018-01-17 → 2018-07-24
    Chesapeake, VA
    St Louis, MO
    Tempe, AZ
Other Businesses

(1) Name: OMG Women Outreaching Women Position: Treasurer, Board Member Nature: Through education, mentorship, and community support, we strive to create opportunities that restore agency, strengthen financial independence, and inspire lasting change. We do this by bridging gaps in social, economic, corporate, and educational systems by offering access to essential resources, training, and mentor opportunities that promote personal and professional development. Investment Related: No Hours: 10 Securities Trading Hours: 0 Start Date: 04/01/2025 Address: 626 Wilshire Blvd, STE 410, Los Angeles CA 90017, United States Description: Report Financial Health of organization (2) UNIVERSITY OF CALIFORNIA, LOS ANGELES - EXTENSION POSITION: Instructor NATURE: Instructor with the Personal Financial Planning program at the University of California, Los Angeles - Extension. This is a preparation course to prepare students to sit for the CFP. This is not affiliated or in association with my position at TIAA. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2026 ADDRESS: 405 Hilgard Avenue, Los Angeles CA 90095, United States DESCRIPTION: teaching CFP education course

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-13
  • S66 Uniform Combined State Law Examination
    2018-01-13
Other Names
  • Jasmine L Smalls
  • Jasmine Smalls
  • Jasmine Letriese Smalls

View on SEC IAPD

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