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401 Park Avenue South Office 818, Ny, NY 10016 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-08-05 |
Branch Locations
401 Park Avenue South Office 818, Ny, NY 10016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America Merrill Lynch | London | 09/2015 | 08/2017 | |
| Bank Of America | New York | NY | 08/2017 | 04/2021 |
| Barclays Capital, Inc. | New York | NY | 04/2021 | 06/2022 |
| Quantech Solution Partners N.A. Inc | New York | NY | 06/2022 | Present |
Outside Business Activities 1) LNB Connect, Event Planning, not securities related, passive investor - less than 1% of time 2) Climb SAS, Tax & Fintech business, not securities related, passive investor - less than 1% of time 3) Rental real estate property, not securities related, passive investor - less than 1% of time
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-26 |
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