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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-08-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Ayco Company, L.P. | Latham | NY | 05/2017 | 01/2018 |
| The Ayco Company, L.P./Mercer Allied | Latham | NY | 01/2018 | 04/2023 |
| 17Th & Dixie Union 76 Llc/El Carajo | Miami | FL | 06/2014 | 05/2017 |
| Nova Southeastern University | Fort Lauderdale | FL | 08/2016 | 04/2023 |
| Goldman Sachs & Co. Llc | Cohoes | NY | 01/2021 | 04/2023 |
| Rockefeller Capital Management | Saratoga | NY | 08/2023 | Present |
| Rockefeller Financial Llc | Saratoga | NY | 08/2023 | Present |
| Unemployed | Waterford | NY | 04/2023 | 07/2023 |
Referee at International Association of Approved Basketball Officials, a basketball referee association. Organization's primary address is in Carlisle, PA. Organization is not primarily engaged in investment-related activities. Start date is December 2nd, 2019. Three hours per week. Duties include officiating basketball games at the middle and high school levels.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-15 |
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