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Rockefeller Financial LLC CRD 291361
$99.6B regulatory AUM 223 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-06-19 |
Branch Locations
45 Rockefeller Plaza Floor 5, New York, NY 10111 • USA
2445 Kuser Road, Suite 302 Zone A, Hamilton, NJ 08690 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Purchase | NY | 06/2009 | 08/2023 |
| The Goodkind Group | New York | NY | 09/2023 | 06/2024 |
| Rockefeller Financial Llc | Hamilton | NJ | 06/2024 | Present |
| Rockefeller Capital Management | Hamilton | NJ | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-18 |
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