Surajit Kumar Ghosh

Rockefeller Financial LLC

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Current Employers

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-06-19

NJ RA
APPROVED

Since 2024-06-19

Branch Locations

45 Rockefeller Plaza Floor 5, New York, NY 10111 • USA

2445 Kuser Road, Suite 302 Zone A, Hamilton, NJ 08690 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Purchase	NY	06/2009	08/2023
The Goodkind Group	New York	NY	09/2023	06/2024
Rockefeller Financial Llc	Hamilton	NJ	06/2024	Present
Rockefeller Capital Management	Hamilton	NJ	06/2024	Present

06/2009 → 08/2023

Morgan Stanley

Purchase, NY
09/2023 → 06/2024

The Goodkind Group

New York, NY
06/2024 → Present

Rockefeller Financial Llc

Hamilton, NJ
06/2024 → Present

Rockefeller Capital Management

Hamilton, NJ

Previous Registrations

2009-12-21 → 2023-09-13

Morgan Stanley

Purchase, NY

New York, NY

New York, NY

New York, NY

New York, NY

Toms River, NJ

Purchase, NY

New York, NY

New York, NY

Toms River, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-12-18

S66 Uniform Combined State Law Examination

2009-12-18

Other Names

Surajit Ghosh

View on SEC IAPD

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