Eric Heaton

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 09/2022
  Morgan Stanley Smith Barney
  Purchase, NY
• 07/2012 → 09/2022
  Morgan Stanley Private Bank, N.A.
  Purchase, NY
• 09/2022 → Present
  Rockefeller Financial Llc
  Ny, NY
• 09/2022 → Present
  Rockefeller Capital Management
  Ny, NY

Previous Registrations

• 2014-03-11 → 2022-09-29
  Morgan Stanley
  Purchase, NY
  Purchase, NY
  New York, NY

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-01-28

Other Names

• Eric Sargent Heaton