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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-11-16
  • NY RA
    APPROVED
    Since 2023-11-16

Branch Locations

45 Rockefeller Plaza Floor 5, New York, NY 10111 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rockefeller Capital Management Ny NY 06/2022 08/2022
Rockefeller Financial Llc Ny NY 07/2023 Present
Colgate University Hamilton NY 08/2019 05/2023
Albany High School Albany NY 09/2015 06/2019
  • 06/2022 → 08/2022
    Rockefeller Capital Management
    Ny, NY
  • 07/2023 → Present
    Ny, NY
  • 08/2019 → 05/2023
    Colgate University
    Hamilton, NY
  • 09/2015 → 06/2019
    Albany High School
    Albany, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-16
  • S66 Uniform Combined State Law Examination
    2023-11-16

View on SEC IAPD

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