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Rebecca Michele Mineo

Rockefeller Financial LLC

New York, NY

New York, NY

Rockefeller Capital Management

New York, NY

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-01-23
NY RA APPROVED 2024-01-19
  • NJ RA
    APPROVED
    Since 2024-01-23
  • NY RA
    APPROVED
    Since 2024-01-19

Branch Locations

45 Rockefeller Plaza Floor 5, New York, NY 10111 • USA

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-01-23
NY RA APPROVED 2024-01-22
  • NJ RA
    APPROVED
    Since 2024-01-23
  • NY RA
    APPROVED
    Since 2024-01-22

Branch Locations

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dynasty Financial Partners New York NY 06/2014 08/2018
Dynasty Securities New York NY 06/2014 08/2018
Dynasty Wealth Management, Llc(153377) New York NY 11/2017 08/2018
Rockefeller Capital Management New York NY 08/2018 Present
  • 06/2014 → 08/2018
    Dynasty Financial Partners
    New York, NY
  • 06/2014 → 08/2018
    Dynasty Securities
    New York, NY
  • 11/2017 → 08/2018
    Dynasty Wealth Management, Llc(153377)
    New York, NY
  • 08/2018 → Present
    Rockefeller Capital Management
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-19
  • S66 Uniform Combined State Law Examination
    2024-01-19
Other Names
  • Rebecca Michele Kavanagh

View on SEC IAPD

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P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
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CRESTVIEW PARTNERS · NEW YORK, NY
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