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Yaopa Cheng

Wells Fargo Clearing Services, LLC

Pasadena, CA

Encino, CA

Diamond Bar, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-22
CA RA APPROVED 2023-10-18
DE RA APPROVED 2023-10-18
HI RA APPROVED 2023-10-18
  • TX RA
    APPROVED
    Since 2025-07-22
  • CA RA
    APPROVED
    Since 2023-10-18
  • DE RA
    APPROVED
    Since 2023-10-18
  • HI RA
    APPROVED
    Since 2023-10-18

Branch Locations

350 W Colorado Blvd Ste 390 [Pn-Rbo], Pasadena, CA 91105 • United States

15760 Ventura Blvd Ste 1250 [Sk-Rbo], Encino, CA 91436 • United States

1150 S Diamond Bar Blvd, Diamond Bar, CA 91765 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Brea CA 09/2017 04/2019
World Financial Group, Inc. Brea CA 08/2016 04/2019
Yaopa Cheng Irvine CA 01/2017 04/2019
Vincentbenjamin Costa Mesa CA 02/2019 04/2019
Citigroup Diamond Bar CA 04/2019 05/2021
Jp Morgan Chase Bank, N.A. Diamond Bar CA 05/2021 10/2023
J.P. Morgan Securitites, Llc Diamond Bar CA 05/2021 10/2023
Wells Fargo Clearing Services, Llc Encino CA 10/2023 Present
  • 09/2017 → 04/2019
    Transamerica Financial Advisors, Inc
    Brea, CA
  • 08/2016 → 04/2019
    World Financial Group, Inc.
    Brea, CA
  • 01/2017 → 04/2019
    Yaopa Cheng
    Irvine, CA
  • 02/2019 → 04/2019
    Vincentbenjamin
    Costa Mesa, CA
  • 04/2019 → 05/2021
    Citigroup
    Diamond Bar, CA
  • 05/2021 → 10/2023
    Jp Morgan Chase Bank, N.A.
    Diamond Bar, CA
  • 05/2021 → 10/2023
    J.P. Morgan Securitites, Llc
    Diamond Bar, CA
  • 10/2023 → Present
    Wells Fargo Clearing Services, Llc
    Encino, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-11-22
S63 Uniform Securities Agent State Law Examination 2017-11-15
  • S65 Uniform Investment Adviser Law Examination
    2017-11-22
  • S63 Uniform Securities Agent State Law Examination
    2017-11-15
Other Names
  • Michael Cheng

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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