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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-08
TX RA APPROVED 2024-11-08
  • CA RA
    APPROVED
    Since 2024-11-08
  • TX RA
    APPROVED
    Since 2024-11-08

Branch Locations

21250 Hawthorne Blvd Suite 540, Torrance, CA 90503 • United States

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-14
TX RA APPROVED 2024-06-14
  • CA RA
    APPROVED
    Since 2024-06-14
  • TX RA
    APPROVED
    Since 2024-06-14

Branch Locations

21250 Hawthorne Blvd Suite 540, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sabre Financial Services Torrance CA 09/2017 06/2019
Securities America, Inc. Torrance CA 06/2019 06/2024
Hilliger Llc Agoura Hills CA 11/2016 05/2017
Student Thousand Oaks CA 05/2017 09/2017
Securities America Advisors Torrance CA 01/2020 06/2024
Osaic Wealth, Inc. Torrance CA 06/2024 Present
Osaic Wealth, Inc. Torrance CA 06/2024 Present
Osaic Advisory Services, Llc Atlanta GA 11/2024 Present
  • 09/2017 → 06/2019
    Sabre Financial Services
    Torrance, CA
  • 06/2019 → 06/2024
    Securities America, Inc.
    Torrance, CA
  • 11/2016 → 05/2017
    Hilliger Llc
    Agoura Hills, CA
  • 05/2017 → 09/2017
    Student
    Thousand Oaks, CA
  • 01/2020 → 06/2024
    Securities America Advisors
    Torrance, CA
  • 06/2024 → Present
    Torrance, CA
  • 06/2024 → Present
    Torrance, CA
  • 11/2024 → Present
    Atlanta, GA
Previous Registrations
  • 2021-08-16 → 2024-11-08
    Arbor Point Advisors
    Torrance, CA
    Torrance, CA
  • 2020-01-02 → 2024-06-14
    Securities America Advisors, Inc.
    Torrance, CA
    Torrance, CA
Other Businesses

1. CALIFORNIA INSURANCE LICENSE POSITION: Non Producing NATURE: California Insurance License INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/19/2020 ADDRESS: 21250 Hawthorne Blvd. Suite 540, Torrance CA 90503DESCRIPTION: Was granted CA insurance License. 2. COORDINATED ASSISTANCE NETWORK/ FOUNDATION FOR FINANCIAL PLANNING POSITION: Volunteer NATURE: Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/10/2025 ADDRESS: 2519 N McMullen Booth, Suite 510, Clearwater FL 33761, United States DESCRIPTION: Providing "financial coaching" to Veteran's and their families; budgeting, savings basics, etc 3. SABRE FINANCIAL SERVICES, LLC POSITION: Corporate Consulting Manager | Financial Advisor NATURE: Operating entity: Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 110 START DATE: 01/23/2019 ADDRESS: 2945 Townsgate Rd., Suite 200, Westlake Village CA 91361, United States DESCRIPTION: DBA utilized to assist financial professionals, and SABRE clients in their communication, interactions, and advising with clients of the firm

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-24
  • S66 Uniform Combined State Law Examination
    2019-10-24
Designations

View on SEC IAPD

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