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Jesse Wayne Riley

Wells Fargo Clearing Services, LLC

Concord, NC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-05-17
  • NC RA
    APPROVED
    Since 2024-05-17

Branch Locations

400 Ashdale Ct, Concord, NC 28027 • United States

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc. Kannapolis NC 02/2024 Present
Wells Fargo Bank, Na Kannapolis NC 10/2012 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-17
S63 Uniform Securities Agent State Law Examination 2024-04-25
  • S65 Uniform Investment Adviser Law Examination
    2024-05-17
  • S63 Uniform Securities Agent State Law Examination
    2024-04-25

View on SEC IAPD

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Other Offices

KESTRA ADVISORY SERVICES, LLC · CONCORD, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Concord, NC
FIFTH THIRD SECURITIES, INC. · CONCORD, NC
HORNOR, TOWNSEND & KENT, LLC · Concord, NC
LPL FINANCIAL LLC · CONCORD, NC
EDWARD JONES · CONCORD, NC
PARK AVENUE SECURITIES LLC · CONCORD, NC
ALPHASTAR CAPITAL MANAGEMENT · North Concord, NC

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