Best Investors Account Sign in

Adam F Sailers

Fifth Third Securities, Inc.

Concord, NC

Cornelius, NC

Charlotte, NC

Claim This Profile
Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-02-08
  • NC RA
    APPROVED
    Since 2021-02-08

Branch Locations

40 Cabarrus Avenue East, Concord, NC 28025 • United States

19212 W Catawba Avenue, Cornelius, NC 28031 • United States

8601 J.M. Keynes Drive, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Mooresville NC 09/2018 Present
Fifth Third Bank Huntersville NC 05/2016 09/2018
Fifth Third Securities Mooresville NC 06/2020 Present
  • 09/2018 → Present
    Fifth Third Bank
    Mooresville, NC
  • 05/2016 → 09/2018
    Fifth Third Bank
    Huntersville, NC
  • 06/2020 → Present
    Fifth Third Securities
    Mooresville, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-08
S63 Uniform Securities Agent State Law Examination 2020-11-03
  • S65 Uniform Investment Adviser Law Examination
    2021-02-08
  • S63 Uniform Securities Agent State Law Examination
    2020-11-03

View on SEC IAPD

Other Firms

KESTRA ADVISORY SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
HORNOR, TOWNSEND & KENT, LLC
LPL FINANCIAL LLC
EDWARD JONES
PARK AVENUE SECURITIES LLC
ALPHASTAR CAPITAL MANAGEMENT
UWHARRIE INVESTMENT ADVISORS, INC.

Other Investors

WILLIAM BRIAN KING
Matthew Brandon Leonard
BRADLEY PATRICK KONAWALIK
Daniel Paul Boehm
Lexter Stuut Fennell
WILLIAM A HARRIS
Trenton Kenneth Whalen
JON CHRISTIAN YANCEY

Other Offices

KESTRA ADVISORY SERVICES, LLC · CONCORD, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Concord, NC
HORNOR, TOWNSEND & KENT, LLC · Concord, NC
LPL FINANCIAL LLC · CONCORD, NC
EDWARD JONES · CONCORD, NC
PARK AVENUE SECURITIES LLC · CONCORD, NC
ALPHASTAR CAPITAL MANAGEMENT · North Concord, NC
ALPHASTAR CAPITAL MANAGEMENT · CONCORD, NC

More in Concord, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor