William Brian King

Current Employers

Employment History

• 09/1998 → Present
  Massachusetts Mutual Life Insurance Co.
  Springfield, MA
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Concord, NC
• 09/2000 → Present
  Kestra Investment Services, Llc
  Concord, NC

Other Businesses

Business Name: Hartesll & King, LLC name changed to Blue Hose Properties, LLC. Bank still working on those changes. Investment Related: Yes Address: 51 Means Avenue Concord NC 28025 Nature of Business: Real Estate Position, Title or Relationship: Member Manager Start Date: 9/1/2007 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Collect Rent, Maintain Property, obtain tenants. Business Name: King Financial Corporation Investment Related: Yes Address: 51 Means Avenue, SE Concord NC 28025 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner/President Start Date: 9/1/1998 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Advise Clients, Sell Insurance, Investments. Business Name: Concord Downtown Development Corporation Foundation Board Investment Related: Yes Address: Cabarrus Avenue Concord NC 28025 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: Secretary Start Date: 7/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Direct the organization Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: BOOGNISH PROPERTIES, LLC POSITION: Tenant and Landlord NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/14/2022 ADDRESS: 51 Means Avenue, Concord NC 28025 DESCRIPTION: Pay the rent, collect the rent, maintain the building and grounds.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-11-13
• S63 Uniform Securities Agent State Law Examination
  1998-11-30

Designations

Other Names

• W. Brian King