Daniel Paul Boehm

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-06-17
TX	RA	APPROVED	2026-06-17

NC RA
APPROVED

Since 2026-06-17
TX RA
APPROVED

Since 2026-06-17

Branch Locations

57 Union Street S, Suite 125, Concord, NC 28025 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	11/2011	06/2026
Lpl Financial Llc	Concord	NC	06/2026	Present

11/2011 → 06/2026

Edward Jones

St Louis, MO
06/2026 → Present

Lpl Financial Llc

Concord, NC

Previous Registrations

2012-01-10 → 2026-06-18

Edward Jones

Concord, NC

Concord, NC

Harrisburg, NC

St Louis, MO

Concord, NC

Other Businesses

1. 06/2026 – Generations Planning LLC – DBA for LPL Business (entity for LPL business) – Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – Concord NC 28027 – OBA Start Date: 05/01/2026

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-12-30
S63	Uniform Securities Agent State Law Examination	1997-06-12

S66 Uniform Combined State Law Examination

2011-12-30
S63 Uniform Securities Agent State Law Examination

1997-06-12

Other Names

Daniel Paul Bochm
Daniel Paul Boehm

View on SEC IAPD