Trenton Kenneth Whalen

Current Employers

Employment History

• 09/2009 → 10/2023
  Fifth Third Bank
  Charlotte, NC
• 09/2017 → 05/2021
  Fifth Third Securities
  Charlotte, NC
• 10/2023 → 10/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 01/2024 → Present
  Horizon Financial Strategies Advisory, Llc
  Concord, NC
• 01/2025 → Present
  Cabarrus Board Of Elections
  Concord, NC
• 01/2025 → Present
  Alphastar Capital Management, Llc
  Cornelius, NC

Previous Registrations

• 2024-01-10 → 2024-11-26
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 2018-05-17 → 2021-05-19
  Fifth Third Securities, Inc.
  Charlotte, NC

Other Businesses

Name of the other businessCC Board of Elections Whether the business is investment-relatedNot investment related Address of the other businessN Concord NC 28026 Nature of the other businessRun Election Precinct on Election Your positionChief Judge of 12-05 Title, or relationship with the other businessChief Judge of Election Precinct Start date of your relationshipNov-08 Approximate number of hours/month you devote to the other business10 hrs a year Number of hours you devote to the other business during securities trading hours8 hrs a year Briefly describe your duties relating to the other businessRun Election Precinct on Election Day Do you receive any financial compensation for the business?It is an appointed position yes $200 an election Do you handle monies or any kind of accounts for the business, or financial transactions for the business?No Or do you make any kind of finance related decisions or decisions affecting the business as a whole?No Name of the other businessMaggie Valley Rental 1 Whether the business is invest-relatedReal Estate Investment Addr of the other businessMaggie Valley NC 28751 Nature of the other businessReal Estate 2nd Home Rental Your positionOwner Title, or relationship with the other busOwner/ principal Start date of your relationshipAug-17 Approx number of hours/month you devote to the other business4 hrs a month Number of hours you devote to the other business during securities trading hours0 hrs a month Briefly describe your duties relating to the other businessMake phone calls for rental activities Do you receive any financial compensation for the business?Yes Do you handle monies or any kind of accounts for the business, or financial transactions for the business?Yes Or do you make any kind of finance related decisions or decisions affecting the business as a whole?Yes Name of the other businessHilton Head Rental 2 Whether the business is investment-relatedReal Estate investment Address of the other businessHilton Head Island SC 29928 Nature of the other businessReal Estate 3rd home Rental Your positionOwner Title, or relationship with the other businessOwner/ Principal Start date of your relationshipApr-22 Approximate number of hours/month you devote to the other business4 hrs a month Number of hours you devote to the other business during securities trading hours0 hrs a month Briefly describe your duties relating to the other businessMake phone calls for rental activities Do you receive any financial compensation for the business?Yes Do you handle monies or any kind of accounts for the business, or financial transactions for the business?Yes Or do you make any kind of finance related decisions or decisions affecting the business as a whole?Yes Name of the other business Foundation for the Carolinas Whether the business is investment-relatedNot investment related Address of the other businessCharlotte NC 28202 Nature of the other businessNon Profit Cabarrus CommFoundation;Your positionBoard Chair Title, or relationship with the other bus.Board Chair of Cabarrus Community Foundation, Member of Board of Advisors Start date of your relationshipAug-20 Approximate number of hours/month you devote to the other business1 hr a month Number of hours you devote to the other business during securities trading hours1 hr a month Briefly describe your duties relating to the other businessChair meetings and make decisions on grant applications with board Do you receive any financial compensation for the business?No Do you handle monies or any kind of accounts for the business, or financial transactions for the business?No Or do you make any kind of finance related decisions or decisions affecting the business as a whole?No For profit or not for profit: Name of outside business organization: Cabarrus Board of Elections Investment related: N;Addr of business: Concord, North Carolina, 28026, United States Nature of bus: Position, title, associat; Duties Duties: Chief Judge of Conc

Exams

• S66 Uniform Combined State Law Examination
  2024-01-05

Other Names

• Trenton K Whalen
• Trenton Whalen
• Trenton Kenneth Whalen