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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2019-11-04 |
| NC | RA | APPROVED | 2009-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Huntersville | NC | 11/2002 | Present |
| Raymond James Financial Services Advisors, Inc | Huntersville | NC | 01/2009 | Present |
(1)Name of Business: Address: Activity Type: Loans - Personal to and from individuals Position/Title: Succession Planning Investment Related: Yes Start Date: 07/01/2025 Hours per month devoted to this business: Hours per month devoted to this business during trading hours: Description of duties: Succession deal on file includes a component of a seller financed note. (loan between buyer and seller).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-19 |
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