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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-12-03
TX RA APPROVED 2024-12-03
  • NC RA
    APPROVED
    Since 2024-12-03
  • TX RA
    APPROVED
    Since 2024-12-03

Branch Locations

7632 Norman Island Drive, Cornelius, NC 28031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc Charlotte NC 04/2023 12/2024
Soft Point Media Chatsworth CA 01/2020 04/2023
Jb Office Chatsworth CA 06/2017 10/2019
Eveleigh West Hollywood CA 06/2015 05/2017
Raymond James Financial Services, Inc. Cornelius NC 12/2024 Present
Raymond James Financial Services Advisors, Inc. Cornelius NC 12/2024 Present
Previous Registrations
Other Businesses

Williamson Wealth Group. Not investment related. Cornelius, NC. DBA/Support Company. Advisor. Started: 12/2024. 0 hours per month. 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-01
S63 Uniform Securities Agent State Law Examination 2023-08-31
  • S65 Uniform Investment Adviser Law Examination
    2023-09-01
  • S63 Uniform Securities Agent State Law Examination
    2023-08-31
Other Names
  • Thomas Cooley
  • Tommy Cooley
  • Thomas W Cooley

View on SEC IAPD

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